Diego Gaffuri

Team covering various matters related to anti-money laundering (AML), know your customer (KYC) and Sanctions regulations, providing support with the introduction of changes in line with applicable Swiss regulations, such as AMLA, CDB, FinSa, FinIA.

• Provided expert guidance on AML-related matters during internal audits, demonstrating strong knowledge of applicable laws and regulations.
• Identified threats, vulnerabilities and suspicious behavior patterns to recommend mitigation measures.
• Interacted with law enforcement agencies, regulators and financial institutions to coordinate investigations related to fraudulent activities.
• Established a culture of compliance by fostering open communication lines between employees and management on AML-related concerns or questions.
• Skilled at working independently and collaboratively in a team environment.
• Cultivated interpersonal skills by building positive relationships with others.
• Learned and adapted quickly to new technology and software applications.
• Passionate about learning and committed to continual improvement.
• Used strong analytical and problem-solving skills to develop effective solutions for challenging situations.

Banca Raiffeisen Mendrisio e Valle di Muggio is the largest Raiffeisen bank in Ticino and it’s among the 10 largest in Switzerland with more than 60 employee.

As of the beginning of May 2022, the Compliance department has become independent under my leadership with a team of 2 people. I also acted as deputy for the bank's Legal function.

Team covering various matters related to anti-money laundering (AML) and know your customer (KYC) regulations, providing support with the introduction of changes in line with applicable Swiss regulations, such as AMLA, CDB, FinSa, FinIA.

• Exercised leadership capabilities by successfully motivating and inspiring others.
• Provided professional services and support in a dynamic work environment.
• Used critical thinking to break down problems, evaluate solutions and make decisions.

Team covering various matters related to anti-money laundering (AML) and know your customer (KYC) regulations, providing support with the introduction of changes in line with applicable Swiss regulations, such as AMLA and CDB and other tasks as reported in the reference. Activity performed in Italian, English and German.

Reviewed, analyzed and evaluated financial intermediary suspicious activity reports (SAR).

Activity performed in Italian, French, German and English.

Performed financial analysis, questioning and other task on direct mandate and in collaboration with Public Prosecutors within the framework of criminal proceedings for financial crimes. Also received and analyzed MROS reports related to SAR.

Management of corporate client portfolio with focus on corporate credit needs (balance sheet analysis) and real estate (property evaluation).

Management of corporate client portfolio with focus on corporate credit needs (balance sheet analysis) and real estate (property evaluation).

Since march 2008 team leader deputy (7 people) and since mid-2008 selected as "Key Talent" within the Ticino region of UBS SA.

Three-month internship as assistant to the Commercial Controller.