ORIANA STEINER
New York
Summary
Experienced Compliance and KYC specialist with a strong background in managing AML risks, ensuring regulatory adherence, and overseeing high-risk client onboarding. CAMS-certified and extensively trained in KYC/AML best practices. Holds advanced degrees in financial law, AML, and Counterterrorism. Expertise lies in comprehensive understanding of key regulatory frameworks including the USA PATRIOT Act, FATF, and 5th Money Laundering Directive. Successfully enhanced compliance controls and led risk management initiatives across multiple jurisdictions, resulting in a proven track record of success.
Overview
29
29
years of professional experience
1
1
Certification
Work History
Senior Specialist - PEP & High Risk Clients - FIU
Bank Julius Bar
09.2018 - Current
- Conducted high-risk client investigations and periodic reviews to ensure robust compliance with KYC and AML standards across various regions, leveraging extensive international experience and regulatory knowledge to enhance risk management practices
- Performed comprehensive risk assessments and quality control for PEP clients, addressing regulatory requirements and implementing control enhancements to minimize financial and reputational risk
- Spearheaded a two-month on-site compliance training in Brazil, reinforcing local compliance standards and harmonizing international KYC practices with global requirements
- Collaborated closely with senior management and stakeholders, providing strategic insights and tailored recommendations to strengthen KYC frameworks and address emerging regulatory changes
- As a KYC and AML specialist, conducted extensive AML investigations, reviewed escalated transactions, and filed SARs in close collaboration with Swiss financial authorities, applying specialized knowledge to assess and mitigate risk
- Played a key role in advising on escalated cases, drawing on advanced studies in AML and risk assessment to evaluate complex cases and propose effective resolution strategies
Gap Year Volunteering
360 Consulting Group Law Firm
01.2020 - 06.2021
- Provided advice to senior partners on complex transactions, structures and high risk clients
- Analized and advice on the impact of national and international regulations on the firm's operations
- Participated as SME in several ongoing projects aimed to align business processes with new regulations
Compliance & Operational Risk Officer
Nordea Bank S.A.
12.2016 - 05.2017
- Conducted in-depth analysis of new and existing client profiles, monitored high-risk transactions, and filed SARs to meet the strict regulatory standards of multiple jurisdictions
- Advised senior management and first-line defense on evolving regulatory requirements, drawing on CAMS certification and extensive international experience to enhance risk management protocols and ensure compliance across regions
Compliance Officer - Risk Review and Monitoring
Credit Suisse
08.2015 - 10.2016
- Comprehensive management of risk identification, risk analysis and risk assessment
- AML transaction monitoring and clearing of transaction alerts
- Conducted complex global investigations and determined remediating measures
Markets Compliance International Desk - Global Financial Markets
Tradeware Global [now SS&C FinTech]
06.2010 - 06.2015
- Financial markets compliance and risk management
- Provided advice and support on the implementation of legal and regulatory requirements
Associate in AML Compliance and Regulatory Affairs
Fleet Bank [now Bank of America]
11.2000 - 07.2005
- Monitored regional compliance activities and advised on regulatory matters, applying knowledge of U.S and international regulatory frameworks to align internal policies with best practices and legal standards
- Designed and conducted regulatory training sessions focusing on KYC and AML developments that could impact bank operations across borders
Assistant to Senior Investigator
Office of the Inspector General of Colombia
06.1995 - 03.1999
- Supported senior inspector in charge of initiating, developing and ruling investigations against public officials suspected of misappropriation of public funds
Education
LL.M. - International Banking, Finance and Insurance Law
University of Zurich
Zurich, Switzerland10.2018
MA - Anti-Money Laundering and Counter-Terrorist Financing
Charles Sturt University
08.2017
MA - Counterterrorism and Homeland Security
Israeli Institute for Counter-Terrorism
05.2014
BA - Political Science
Andes University
09.1997
Skills
- KYC & AML Advisory and Policy Implementation
- Regulatory Compliance & Risk Assessment
- Governance & Control Enhancement
- Stakeholder Engagement & Cross-Functional Collaboration
- Analytical Problem-Solving
- Effective Communication and Interpersonal Skills
Certification
ACAMS Certified – US
Certificate in Cyber Security in Digital Assets – ICT Herzliya, Israel 2019
Languages
English
Bilingual or Proficient (C2)
Spanish
Bilingual or Proficient (C2)
German
Advanced (C1)
Portuguese
Advanced (C1)
Italian
Intermediate (B1)
French
Intermediate (B1)
Timeline
Gap Year Volunteering
360 Consulting Group Law Firm
01.2020 - 06.2021
Senior Specialist - PEP & High Risk Clients - FIU
Bank Julius Bar
09.2018 - Current
Compliance & Operational Risk Officer
Nordea Bank S.A.
12.2016 - 05.2017
Compliance Officer - Risk Review and Monitoring
Credit Suisse
08.2015 - 10.2016
Markets Compliance International Desk - Global Financial Markets
Tradeware Global [now SS&C FinTech]
06.2010 - 06.2015
Associate in AML Compliance and Regulatory Affairs
Fleet Bank [now Bank of America]
11.2000 - 07.2005
Assistant to Senior Investigator
Office of the Inspector General of Colombia
06.1995 - 03.1999
MA - Anti-Money Laundering and Counter-Terrorist Financing
Charles Sturt University
MA - Counterterrorism and Homeland Security
Israeli Institute for Counter-Terrorism
BA - Political Science
Andes University
LL.M. - International Banking, Finance and Insurance Law
University of Zurich
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